DB
DB
Debra Butters
25 Years of Experience
Elmira, NY
1 DisclosureBroker
Debra Butters is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Elmira, NY, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
Loading...
Location
930 W Church Street, Elmira, NY, 14905
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 1980Final Disposition
Other Business Activities
Debra is the owner and manager of rental real estate property since 1985. She spends a few hours per week on this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2023 - Present · 3 yrs 6 mos
Raymond James Financial Services, INC.Broker
January 2023 - Present · 3 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2011 - January 2023 · 11 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
August 2000 - January 2023 · 22 yrs 5 mos
State Registrations27 states
AKAZCACOCTFLGAILMAMDMEMTNCNJNMNYOHORPARISCTNTXUTVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.