GM
CFA
GM
CFA

Gregory Miller

19 Years of Experience
Corona, CA
Broker

Gregory Miller is a CFA-designated registered investment advisor at Capital Client Group, INC., based in Corona, CA, with 19 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Corona, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.Broker
January 2026 - Present · 8 mos
Capital Client Group, INC.
January 2026 - Present · 8 mos
Capital Client Group, INC.
January 2026 - Present · 8 mos
Previous Registrations
Principal Funds Distributor, INC.Broker
April 2022 - September 2024 · 2 yrs 5 mos
Aig Capital Services, INC.Broker
May 2021 - April 2022 · 11 mos
Imst Distributors, LLCBroker
January 2018 - May 2019 · 1 yr 4 mos
Franklin Templeton Financial Services CORP.Broker
November 2014 - March 2016 · 1 yr 4 mos
Pacific Select Distributors, INC.Broker
December 2007 - October 2014 · 6 yrs 10 mos
Wachovia Securities, LLC
December 2004 - February 2008 · 3 yrs 2 mos
Wachovia Securities, LLCBroker
December 2004 - February 2008 · 3 yrs 2 mos
Metlife Investors Distribution CompanyBroker
March 2003 - November 2003 · 8 mos
Manulife Financial Securities LLC
October 2002 - March 2003 · 5 mos
Manulife Financial Securities LLCBroker
September 2002 - March 2003 · 6 mos
Planco Financial Services, INC.Broker
July 2001 - June 2002 · 11 mos
First Union Securities, INC.Broker
June 2000 - July 2001 · 1 yr 1 mo
First Union Securities, INC.Broker
January 2000 - March 2000 · 2 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.