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Scott Hunter

25 Years of Experience
Florham Park, NJ
1 DisclosureBroker

Scott Hunter is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Florham Park, NJ, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

100 Campus Dr, Florham Park, NJ, 07932

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Settled
Other Business Activities

Scott is a committee member for the Florham Park Lacrosse Program, a non-profit charitable organization, since 2019. He spends minimal time fundraising for the town's youth lacrosse team.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2008 - Present · 17 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2008 - Present · 17 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
May 2002 - October 2008 · 6 yrs 5 mos
UBS Financial Services INC.Broker
May 2002 - October 2008 · 6 yrs 5 mos
RBC Dain Rauscher INC.Broker
March 2002 - June 2002 · 3 mos
Tucker Anthony IncorporatedBroker
March 2001 - March 2002 · 1 yr
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.