Amanda Hale
Amanda Hale is a registered investment advisor at Ameriprise Financial Services, LLC, based in Port Arthur, TX, with 25 years of industry experience. Amanda operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
3360 Jimmy Johnson Blvd, Port Arthur, TX, 77642-6308
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2024Customer Dispute
March 2019Customer Dispute
August 2010Employment Separation After Allegations
October 2007Other Business Activities
Amanda owns commercial real estate and is the president (in name only) of her husband's home building/cabinet/pool business. She is also the president of Hale, a children's book author, and a Mary Kay consultant for a discount on makeup.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
PNC Investments
PNC InvestmentsBroker
Bbva Securities INC.Broker
PNC Managed Account Solutions, INC.
Bbva Compass Investment Solutions, INCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Capital One Investments, LLCBroker
CUNA Brokerage Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.