John Swaine
John Swaine is a registered investment advisor at Second Half Financial Partners, LLC, based in Sebring, FL, with 26 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 493 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fee Estimator
Location
145 West Center Avenue, Sebring, FL, 33870
Get directionsHistory
Regulatory History (1)
Regulatory
March 2019Other Business ActivitiesSells Insurance
John is an insurance sales agent with Platinum Financial Partners, dedicating a significant amount of time to this role. He also manages a real estate LLC, a holding company, and is a partner in a tax and accounting firm, while also working part-time as a police officer.
Employment History
Current Registrations
Second Half Financial Partners, LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Edward JonesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.