Mary Fazio is a CFP-designated registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5 Concourse Parkway, Suite 2000, Atlanta, GA, 30328
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2024 - Present · 2 yrs 2 mos
Morgan StanleyBroker
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2021 - May 2024 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2021 - May 2024 · 3 yrs 1 mo
J.P. Morgan Securities LLCBroker
July 2018 - October 2020 · 2 yrs 3 mos
Oppenheimer & CO. INC.Broker
January 2008 - May 2018 · 10 yrs 4 mos
Cibc World Markets CORP.Broker
March 2004 - January 2008 · 3 yrs 10 mos
J.P. Morgan Securities INC.Broker
May 2001 - March 2004 · 2 yrs 10 mos
J.P. Morgan Securities INC.Broker
June 2000 - May 2001 · 11 mos
Chase Securities INC.Broker
January 2000 - July 2000 · 6 mos
State Registrations28 states
ALARCACOCTDCFLGAILMAMDMEMIMSNCNDNHNJNVNYOKORPASCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.