Mark Rushwald
Mark Rushwald is a CFP-designated registered investment advisor at Rushwald, Mark Steven, based in Wilmington, NC, with 47 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 60 clients with $52M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K+ | 1.00% |
Fees are negotiable under certain circumstances. Annual fee is based on an aggregate value of all managed accounts within your established household.
Fee Estimator
Location
Wilmington, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is involved in insurance sales and is the trustee of a family irrevocable life insurance trust. He spends minimal time on the trust activity.
Employment History
Current Registrations
Rushwald, Mark Steven
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Investacorp, INC.Broker
Anchor National Financial Services, INC.Broker
Transamerica Fund Sales, INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.