SC
SC
Seana Chung
25 Years of Experience
San Gabriel, CA
2 DisclosuresBroker
Seana Chung is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in San Gabriel, CA, with 25 years of industry experience. Seana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
401 E Valley Blvd, San Gabriel, CA, 91776
Get directionsHistory
Regulatory History (2)
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Customer Dispute
July 2009Denied
Customer Dispute
November 2008Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
September 2012 - Present · 13 yrs 8 mos
U.S. Bancorp Advisors, LLC
September 2012 - Present · 13 yrs 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.
January 2010 - September 2012 · 2 yrs 8 mos
U.S. Bancorp Investments, INC.Broker
August 2009 - September 2012 · 3 yrs 1 mo
Essex National Securities, INC.Broker
January 2009 - July 2009 · 6 mos
AXA Advisors, LLCBroker
June 2008 - January 2009 · 7 mos
LPL Financial CorporationBroker
March 2008 - June 2008 · 3 mos
Ifmg Securities, INC.Broker
May 2005 - March 2008 · 2 yrs 10 mos
Duerr Financial CorporationBroker
July 2002 - May 2005 · 2 yrs 10 mos
World Group Securities, INC.Broker
April 2002 - July 2002 · 3 mos
Wma Securities, INC.Broker
September 2000 - April 2002 · 1 yr 7 mos
State Registrations14 states
AZCACOGAIDILMAMDNENJNVTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.