TrueAdvisor
TrueAdvisor
SC
SC

Seana Chung

U.S. Bancorp Advisors, LLC
25 Years of Experience
Glendora, CA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Seana Chung is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Glendora, CA, with 25 years of industry experience. Seana is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
View Full SEC Brochure

Location

601 W Route 66, Glendora, CA, 91740

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Denied
Customer Dispute
November 2008
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
September 2012 - Present · 14 yrs 1 mo
U.S. Bancorp Advisors, LLC
September 2012 - Present · 14 yrs 1 mo
Previous Registrations
U.S. Bancorp Investments, INC.
January 2010 - September 2012 · 2 yrs 8 mos
U.S. Bancorp Investments, INC.Broker
August 2009 - September 2012 · 3 yrs 1 mo
Essex National Securities, INC.Broker
January 2009 - July 2009 · 6 mos
AXA Advisors, LLCBroker
June 2008 - January 2009 · 7 mos
LPL Financial CorporationBroker
March 2008 - June 2008 · 3 mos
Ifmg Securities, INC.Broker
May 2005 - March 2008 · 2 yrs 10 mos
Duerr Financial CorporationBroker
July 2002 - May 2005 · 2 yrs 10 mos
World Group Securities, INC.Broker
April 2002 - July 2002 · 3 mos
Wma Securities, INC.Broker
September 2000 - April 2002 · 1 yr 7 mos
State Registrations14 states
AZCACOGAIDILMAMDNENJNVTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Glendora, CA →All financial advisors in California →