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Eric Singer
25 Years of Experience
Columbus, OH
1 DisclosureBroker
Eric Singer is a registered investment advisor at UBS Financial Services INC., based in Columbus, OH, with 25 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
5007 Horizons Drive, Columbus, OH, 43220
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2025Denied
Other Business Activities
Eric serves on the board of directors with the ALS Association. This activity is not investment-related.
Employment History
Current Registrations
UBS Financial Services INC.Broker
October 2008 - Present · 18 yrs
UBS Financial Services INC.
October 2008 - Present · 18 yrs
UBS Financial Services INC.
October 2008 - Present · 18 yrs
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley
October 2002 - April 2007 · 4 yrs 6 mos
Morgan Stanley Dw INC.Broker
July 2002 - April 2007 · 4 yrs 9 mos
Advest, INC.Broker
November 2001 - July 2002 · 8 mos
A. G. Edwards & Sons, INC.Broker
January 2001 - October 2001 · 9 mos
State Registrations27 states
ALAZCACOCTDCFLGAIAILINMDMEMINCNYOHOKORPASCTNTXVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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