Evan Harte
Evan Harte is a registered investment advisor at Advisors Asset Management, INC., based in Lutz, FL, with 20 years of industry experience. Evan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,867 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AAM provides investment management services for separately managed accounts. The annual fees for fixed income strategies range from 0.20% to 2.00%, and equity strategies range from 0.45% to 2.5%. Fees and services may be negotiable. AAM usually requires a minimum account size of $250,000 for fixed income strategies and $100,000 for equity strategies.
Location
Lutz, FL
Get directionsHistory
Regulatory History (3)
Financial
December 2019Customer Dispute
December 2011Customer Dispute
September 2010Employment History
Current Registrations
Advisors Asset Management, INC.
Advisors Asset Management, INC.
Advisors Asset Management, INC.Broker
Previous Registrations
Pacer Financial, INC.Broker
Morgan Stanley Distribution, INC.Broker
Guardian Investor Services LLCBroker
Guardian Investor Services LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Securities LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.