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Anthony Ragusa

26 Years of Experience
Baton Rouge, LA
1 DisclosureBroker

Anthony Ragusa is a registered investment advisor at LPL Financial LLC, based in Baton Rouge, LA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

6108 Siegen Lane, Suite A, Baton Rouge, LA, 70809

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2020
Settled
Other Business Activities

Anthony is involved with Ragu Squared, LLC, providing mortgage/real estate services, dedicating about 10-20% of his time to clerical work. He also operates RRDM Wealth Management Partners, LLC as a DBA for his LPL business, and is involved in real estate rental, dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLC
April 2012 - Present · 14 yrs 3 mos
LPL Financial LLC
April 2012 - Present · 14 yrs 3 mos
LPL Financial LLCBroker
April 2012 - Present · 14 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - April 2012 · 3 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 2006 - December 2006 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2000 - April 2012 · 12 yrs 3 mos
State Registrations3 states
FLLATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.