Serina Shores
Serina Shores is a registered investment advisor at First Citizens Asset Management, INC, based in New Albany, OH, with 26 years of industry experience. Serina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 409 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
FCAM offers investment management through various programs. FCAM will generally receive a fee in the range of 0.04% to .50% of the assets under management in the Client account for sub-advisory services. For retail services, fees are based on a percentage of the assets in the account. The fees vary by service. FCAM does not offer wrap fee programs to new clients and will not accept any new wrap fee accounts.
Location
New Albany, OH
Get directionsHistory
Regulatory History (1)
Criminal
February 2001Other Business Activities
Serina is a Regional Affiliate Coordinator and board member for the National Center for Women & Information Technology (NCWIT) since 2014. She dedicates a few hours per week to this non-investment-related activity.
Employment History
Current Registrations
First Citizens Investor Services, INC.
First Citizens Asset Management, INC
Svb Wealth
First Citizens Investor Services, INC.Broker
Previous Registrations
Huntington Financial Advisors
The Huntington Investment CompanyBroker
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Wamu Investments, INC.Broker
Royal Alliance Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.