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Serina Shores

First Citizens Investor Services, INC.
26 Years of Experience
New Albany, OH
1 DisclosureBroker
View SEC Summary
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Serina Shores is a registered investment advisor at First Citizens Investor Services, INC., based in New Albany, OH, with 26 years of industry experience. Serina is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 7,645 clients with $2.6B in assets under management.

First Citizens Investor Services, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
432 advisors
Number of Clients
7,645 clients
Average Client Portfolio
$344K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.30%
$100K - $250K1.20%
$250K - $500K1.05%
$500K - $1.0M0.90%
$1M+0.85%

Fees represent maximum standard annual rates for primary programs and may vary based on account type and relationship size. Portfolio manager fees of up to 0.55% and tax-aware service fees of 0.053% may apply additionally in certain programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

New Albany, OH

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History

Regulatory History (1)
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Criminal
February 2001
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Serina is a Regional Affiliate Coordinator and board member for the National Center for Women & Information Technology (NCWIT) since 2014. She dedicates a few hours per week to this non-investment-related activity.

Employment History
Current Registrations
First Citizens Investor Services, INC.
June 2025 - Present · 1 yr 4 mos
First Citizens Asset Management, INC
June 2025 - Present · 1 yr 4 mos
Svb Wealth
June 2025 - Present · 1 yr 4 mos
First Citizens Investor Services, INC.Broker
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Huntington Financial Advisors
October 2022 - June 2025 · 2 yrs 8 mos
The Huntington Investment CompanyBroker
August 2014 - June 2025 · 10 yrs 10 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2014 · 1 yr 10 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.Broker
June 2000 - May 2009 · 8 yrs 11 mos
Royal Alliance Associates, INC.Broker
November 1999 - June 2000 · 7 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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