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Joshua Mitchell

Corda Investment Management, LLC
18 Years of Experience
Broomfield, CO
View SEC Summary
View SEC Summary

Joshua Mitchell is a registered investment advisor at Corda Investment Management, LLC, based in Broomfield, CO, with 18 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,363 clients with $2B in assets under management.

Corda Investment Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
30 advisors
Number of Clients
1,363 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.85%
$5.0M - $10.0M0.50%
$10M+0.25%

Fees are negotiable. Certain specialized sub-advised strategies incur separate additional fees ranging from 0.22% to 0.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

390 Interlocken Crescent, Suite 348, Broomfield, CO, 80021

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Corda Investment Management, LLC
March 2026 - Present · 7 mos
Previous Registrations
Brinker Capital Securities, LLCBroker
August 2023 - June 2024 · 10 mos
Orion Portfolio Solutions, LLC
August 2023 - June 2024 · 10 mos
Charles Schwab & CO., INC.
September 2017 - January 2023 · 5 yrs 4 mos
Charles Schwab & CO., INC.Broker
September 2017 - January 2023 · 5 yrs 4 mos
Foreside Fund Services, LLCBroker
January 2016 - July 2017 · 1 yr 6 mos
Miller Howard Investments INC
August 2015 - September 2017 · 2 yrs 1 mo
Tangent Capital Partners, LLCBroker
May 2015 - December 2015 · 7 mos
Sqn Securities LLCBroker
July 2014 - September 2014 · 2 mos
Invest Financial Corporation
February 2014 - April 2014 · 2 mos
Invest Financial CorporationBroker
August 2010 - April 2014 · 3 yrs 8 mos
Jackson National Life Distributors LLCBroker
September 2007 - September 2010 · 3 yrs
AXA Advisors, LLCBroker
March 2007 - August 2007 · 5 mos
A I M Distributors, INC.Broker
September 2003 - August 2004 · 11 mos
Charles Schwab & CO., INC.Broker
May 2000 - February 2001 · 9 mos
State Registrations2 states
COTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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