Thomas Hargrove
Thomas Hargrove is a registered investment advisor at Wells Fargo Advisors, based in Plano, TX, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
5560 Tennyson Plwy Ste 130, [Satellite], Plano, TX, 75024
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2008Other Business Activities
Thomas has a 99.99% ownership stake with his spouse in C-3 Family, LP, a real estate investment company, dedicating minimal time. He also has 100% ownership of Gran Ciervo, LLC, another investment-related entity, dedicating full-time hours.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Deutsche Bank Securities INC.Broker
Deutsche Bank Securities INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Southern Farm Bureau Fund Distributor, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.