Sarah Novak is a registered investment advisor at LPL Financial LLC, based in Burton, MI, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1110 E. Bristol Rd, Ste B, Burton, MI, 48529
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
February 2004Other Business Activities
Sarah operates Mowinski Financial LLC as a DBA for her LPL business and works as a tax preparer for TADRICK'S TAX, dedicating about 10-20% of her time. She also works as a caregiver for her mother, spending about 10-20% of her time, but not during trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
The Huntington Investment CompanyBroker
Huntington Financial Advisors
LPL Financial LLCBroker
LPL Financial LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
Sigma Financial CorporationBroker
UBS Financial Services INC.Broker
Raymond James & Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.