Sarah Novak is a registered investment advisor at LPL Financial LLC, based in Burton, MI, with 25 years of industry experience. Sarah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1110 E. Bristol Rd, Ste B, Burton, MI, 48529
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
February 2004Other Business Activities
Sarah operates Mowinski Financial LLC as a DBA for her LPL business and works as a tax preparer for TADRICK'S TAX, dedicating about 10-20% of her time. She also works as a caregiver for her mother, spending about 10-20% of her time, but not during trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
The Huntington Investment CompanyBroker
Huntington Financial Advisors
LPL Financial LLCBroker
LPL Financial LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
Sigma Financial CorporationBroker
UBS Financial Services INC.Broker
Raymond James & Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.