Theodore Block
Theodore Block is a registered investment advisor at Ameriprise Financial Services, LLC, based in Garden City, NY, with 25 years of industry experience. Theodore operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
377 Oak St, Ste 103, Garden City, NY, 11530-6553
Get directionsHistory
Regulatory History (9)
Judgment / Lien
June 2025Judgment / Lien
February 2025Judgment / Lien
November 2022Judgment / Lien
March 2022Judgment / Lien
February 2020Judgment / Lien
September 2019Judgment / Lien
October 2012Judgment / Lien
May 2009Customer Dispute
May 2006Other Business Activities
Theodore is involved with a jewelry showroom, dedicating about 10-20% of his time. He also works as a Plan Production Service Provider for Ameriprise advisors, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.