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Richard Ryall

53 Years of Experience
Springfield, MA
4 DisclosuresBroker

Richard Ryall is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Springfield, MA, with 53 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1414 Main St, Springfield, MA, 01144

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2023
Settled
Customer Dispute
April 2012
Denied
Customer Dispute
September 2009
Settled
Customer Dispute
February 1986
Settled
Other Business Activities

Richard is a committee member for the Springfield Library and Museums, a non-profit organization. He dedicates minimal time annually to this role, serving on the investment committee.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - Present · 19 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2006 - Present · 20 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2006 - Present · 20 yrs 2 mos
Previous Registrations
Advest, INC.Broker
February 1984 - March 2006 · 22 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
December 1972 - September 1978 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1972 - February 1984 · 11 yrs 2 mos
State Registrations33 states
AZCACOCTDCFLGAILKSKYLAMAMDMEMIMNMONCNHNJNMNYOHPARISCSDTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Ryall - Financial Advisor | TrueAdvisor