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Bruce Ryan

Noble Capital Management, INC.
50 Years of Experience
Westport, CT
1 DisclosureBroker
View SEC Summary
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Bruce Ryan is a registered investment advisor at Noble Capital Management, INC., based in Westport, CT, with 50 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 22 clients with $10M in assets under management.

Noble Capital Management, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
Number of Clients
22 clients
Average Client Portfolio
$455K average
Assets Under Management
$10.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $50K2.75%
$50K - $100K2.75%
$100K - $250K2.50%
$250K - $500K2.25%
$500K - $750K2.00%
$750K - $1.0M1.75%
$1.0M - $3.0M1.38%
$3M+1.00%

Fees are negotiable. Household accounts may be combined for breakpoint discounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

88 Post Road W, Westport, CT, 06880

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2003
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

The filing indicates Bruce is doing business as RHK Capital. No further information about the nature of this business activity is provided.

Employment History
Current Registrations
Noble Capital Management, INC.
May 2021 - Present · 5 yrs 5 mos
Noble Capital Markets, INC.Broker
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
Trust Advisory Group LTD
February 2017 - February 2021 · 4 yrs
Advisory Group Equity Services LTD.Broker
February 2017 - February 2021 · 4 yrs
Source Capital Group, INC.
September 2011 - February 2017 · 5 yrs 5 mos
Source Capital Group, INC.Broker
November 2001 - February 2017 · 15 yrs 3 mos
Merit Capital Associates, INC.Broker
March 1993 - December 2001 · 8 yrs 9 mos
Brookehill Equities, INC.Broker
October 1992 - March 1993 · 5 mos
Chemical Securities, INC.Broker
April 1987 - April 1992 · 5 yrs
Smith Barney, Harris Upham & CO., IncorporatedBroker
March 1978 - May 1986 · 8 yrs 2 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
March 1976 - April 1978 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
June 1973 - July 1974 · 1 yr 1 mo
State Registrations9 states
AZCACOCTFLMANJNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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