William Wagner
William Wagner is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in San Diego, CA, with 22 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
12671 High Bluff Dr, Ste 200, San Diego, CA, 92130
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
February 2019Employment Separation After Allegations
June 2009Customer Dispute
May 2008Customer Dispute
March 2001Other Business ActivitiesSells Insurance
William is an insurance agent providing insurance advice, dedicating nearly full-time hours to this activity. He also works as an investment advisor, also dedicating nearly full-time hours, and is involved with the Knights of Columbus and the Rotary Club of Orangevale, spending minimal time on each.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Summit Financial, LLC
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.