Charles Tracy is a CFA-designated registered investment advisor at Bellwether Capital Management LLC, based in Fair Oaks, CA, with 7 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 36 clients with $36M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.89% |
| $3.0M - $5.0M | 0.79% |
| $5.0M - $10.0M | 0.69% |
| $10M+ | 0.69% |
Fees are negotiable for accounts of $10 million and above. Standalone investment management services without financial planning are available at a discounted annual fee.
Fee Estimator
Location
7840 Madison Ave, Ste 115, Fair Oaks, CA, 95628
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Bellwether Capital Management LLC
Previous Registrations
Bellwether Capital Management LLC
Franklin/templeton Distributors, INC.Broker
Morgan Stanley
Morgan StanleyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- William Wagner, CFPIndependent Financial Group, LLC
- Arturo Campos, ChFCSpc
- Benjamin Bolton, CFPEdward Jones