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Paula Harris

24 Years of Experience
Omaha, NE
4 DisclosuresBrokerSells Insurance

Paula Harris is a registered investment advisor at Cetera Investment Advisers LLC, based in Omaha, NE, with 24 years of industry experience. Paula operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

9900 Nicholas St Ste 360, Omaha, NE, 68114

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History

Regulatory History (4)
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Judgment / Lien
August 2022
Judgment / Lien
December 2021
Judgment / Lien
October 2017
Judgment / Lien
January 2017
Other Business ActivitiesSells Insurance

Paula sells fixed insurance, including long-term care. She is also an investment advisor representative for Curnes Financial Group and a financial advisor for Harris and Davis Financial Advisors and CFG Advisors, dedicating full-time hours to these financial services roles.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
February 2002 - Present · 24 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2004 - June 2023 · 19 yrs 1 mo
State Registrations14 states
AKAZCACOCTFLIAKSMNMONESDTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.