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Travis Tucker

25 Years of Experience
Danvers, MA
2 DisclosuresBrokerSells Insurance

Travis Tucker is a registered investment advisor at Cetera Investment Advisers LLC, based in Danvers, MA, with 25 years of industry experience. Travis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

222 Rosewood Dr, Danvers, MA, 01923

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History

Regulatory History (2)
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Employment Separation After Allegations
June 2021
Customer Dispute
April 2006
Closed-No Action
Other Business ActivitiesSells Insurance

Travis sells fixed insurance products, including life, disability, annuities, and long-term care, dedicating minimal time to this activity. He also owns Tower Group Wealth Advisory LLC, where he provides financial services full-time, and James Aesthetics LLC, an online retail business.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
November 2021 - Present · 4 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
April 2022 - June 2023 · 1 yr 2 mos
Cetera Advisor Networks LLC
November 2021 - March 2022 · 4 mos
Steward Partners Investment Advisory, LLC
April 2016 - June 2021 · 5 yrs 2 mos
Raymond James Financial Services Advisors, INC
July 2014 - December 2016 · 2 yrs 5 mos
Raymond James Financial Services, INC.Broker
May 2014 - June 2021 · 7 yrs 1 mo
Rpg Family Wealth Advisory, LLC
November 2012 - June 2014 · 1 yr 7 mos
Purshe Kaplan Sterling InvestmentsBroker
October 2012 - May 2014 · 1 yr 7 mos
Morgan StanleyBroker
June 2009 - October 2012 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
December 1999 - June 2009 · 9 yrs 6 mos
State Registrations11 states
CACOFLKYMANCNHNYRISCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.