Stephen Chase is a CFP-designated registered investment advisor, based in Danvers, MA, with 23 years of industry experience.
Location
7 Federal Street #21, Danvers, MA, 01923
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is a partner at Financial & Estate Advisors, providing financial services to clients, and owns Steve Chase Tax Prep, preparing taxes for individuals. He also works as an agent for Avantax Insurance Agency and/or Avantax Insurance Services, selling and servicing insurance, dedicating minimal time to this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations15 states
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