David Williams
David Williams is a CFP-designated registered investment advisor at Williams Wealth Management, INC., based in Los Angeles, CA, with 25 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 22 clients with $81M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $5.0M | 1.00% |
| $5M+ | 0.40% |
Fees are negotiable. There is a $5,000 minimum annual investment advisory fee and a $200,000 minimum balance requirement. These minimums may be waived at WWM's discretion.
Fee Estimator
Location
1000 Wilshire Blvd, Suite 1650, Los Angeles, CA, 90017
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a life insurance agent and president of Williams Wealth Management, Inc., where he provides financial services. He also serves as a trustee for multiple trusts, including one where he processes life insurance premium payments.
Employment History
Current Registrations
Williams Wealth Management, INC.
Previous Registrations
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.