MV
MV
Michael Veit
24 Years of Experience
Santa Rosa, CA
1 DisclosureBroker
Michael Veit is a registered investment advisor at J.P. Morgan Securities LLC, based in Santa Rosa, CA, with 24 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
2300 Sonoma Ave, Santa Rosa, CA, 95405
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2020Denied
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
April 2019 - Present · 7 yrs 6 mos
J.P. Morgan Securities LLC
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
July 2013 - June 2017 · 3 yrs 11 mos
J.P. Morgan Securities LLC
July 2013 - June 2017 · 3 yrs 11 mos
Wells Fargo Advisors, LLC
March 2009 - July 2013 · 4 yrs 4 mos
Wells Fargo Advisors, LLCBroker
March 2009 - July 2013 · 4 yrs 4 mos
Banc of America Investment Services, INC.
October 2003 - March 2009 · 5 yrs 5 mos
Banc of America Investment Services, INC.Broker
October 2003 - March 2009 · 5 yrs 5 mos
Wells Fargo Investments, LLC
May 2001 - October 2003 · 2 yrs 5 mos
Wells Fargo Investments, LLCBroker
May 2001 - October 2003 · 2 yrs 5 mos
Wells Fargo Securities INC.Broker
May 2000 - May 2001 · 1 yr
Americal Securities, INC.Broker
March 2000 - May 2000 · 2 mos
State Registrations22 states
AKAZCACOFLGAHIIAIDINKSMIMNMONCNJNYORPRTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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