Adam Estes
Adam Estes is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Louisville, KY, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.
Location
4803 Olympia Park Plaza, 4th Floor, Suite 4000, Louisville, KY, 40241
Get directionsHistory
Regulatory History (3)
Regulatory
June 2018Regulatory
August 2016Customer Dispute
October 2011Other Business Activities
Adam is involved in numerous LLCs and businesses, primarily in real estate and related ventures, including Upland Brewing Co. He dedicates about 10-20% of his time to PTS Electronics as an owner/principal in supply chain.
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
J.J.B. Hilliard, W.L. Lyons, LLCBroker
J.J.B. Hilliard, W.L. Lyons, LLC
J.J.B. Hilliard, W.L. Lyons, LLCBroker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.