BD
CFP
BD
CFP

Beth Dominguez

24 Years of Experience
St. Petersburg, FL
Broker

Beth Dominguez is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

880 Carillon Parkway, St. Petersburg, FL, 33716

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
March 2011 - Present · 15 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2011 - Present · 15 yrs 2 mos
Previous Registrations
Holland Investment Services, INC.Broker
September 2009 - February 2010 · 5 mos
Holland Advisory Services, INC.
August 2005 - March 2010 · 4 yrs 7 mos
Invest Financial Corporation
November 2003 - June 2005 · 1 yr 7 mos
Invest Financial CorporationBroker
October 2003 - June 2005 · 1 yr 8 mos
CPA Financial Advisers, INC.Broker
February 2000 - November 2003 · 3 yrs 9 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Beth Dominguez - Financial Advisor | TrueAdvisor