Jon Gross is a registered investment advisor at Orderly Finance, based in Walnut Creek, CA, with 23 years of industry experience. Jon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 28 clients with $75M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Orderly Finance offers two investment management services:
- Comprehensive Portfolio Management: Fees are charged as a percentage of your portfolio or a fixed fee, not exceeding 1.50% annually. A combination of both may be negotiated, but the total will not exceed 1.50%.
- Asset Management: Fees are charged as a percentage of your portfolio or a fixed fee, not exceeding 1.30% annually. A combination of both may be negotiated, but the total will not exceed 1.30%.
Fees are billed quarterly based on the average daily balance. Fees are negotiable.
Location
1501 N Broadway, #200, Walnut Creek, CA, 94596
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Orderly Finance
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Usallianz Securities, INC.
Usallianz Securities, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Goldman, Sachs & CO.Broker
Multi-Financial Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.