SA
PFS
SA
PFS

Seth Atwell

20 Years of Experience
Somerset, KY
Broker

Seth Atwell is a PFS-designated registered investment advisor, based in Somerset, KY, with 20 years of industry experience.

Location

116 Tradepark Dr, Somerset, KY, 42503

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Seth is a board member/treasurer for Somerset Pulaski County Economic Development Authority, dedicating minimal time to this non-profit role. He is also a partner at Evans, Harville, Atwell & Company CPAs since 2005.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 1 yr
Cetera Wealth Services, LLCBroker
September 2025 - Present · 1 yr
Avantax Planning Partners, INC.
July 2022 - Present · 4 yrs 2 mos
Previous Registrations
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
February 2006 - October 2019 · 13 yrs 8 mos
1st Global Capital CORP.Broker
November 2005 - October 2019 · 13 yrs 11 mos
State Registrations1 state
KY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Seth Atwell - Financial Advisor | TrueAdvisor