Brent Harpster is a CFP-designated registered investment advisor at LPL Financial LLC, based in Somerset, KY, with 21 years of industry experience. Brent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
3809 S Highway 27, Somerset, KY, 42501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brent operates his LPL business through Community Trust Financial Services, dedicating nearly all of his time to it. He also owns Lake Cumberland Cabin, LLC, a real estate rental business, spending a few hours per week on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Goldenrod Financial LLC
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Bb&t Investment Services, INC.
Bb&t Investment Services, INC.Broker
Nationwide Investment Advisors, LLC
Nationwide Investment Services CorporationBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Nationwide Investment Services CorporationBroker
Legg Mason Wood Walker, IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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