JD
JD
Joel Dovi
26 Years of Experience
Annapolis, MD
1 DisclosureBroker
Joel Dovi is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Annapolis, MD, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
Loading...
Location
1910 Towne Centre Blvd, Suite 250, Annapolis, MD, 21401
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2017Denied
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2009 - Present · 17 yrs 5 mos
Raymond James Financial Services, INC.Broker
February 2009 - Present · 17 yrs 5 mos
Previous Registrations
Citigroup Global Markets INC.
August 2003 - March 2009 · 5 yrs 7 mos
Citigroup Global Markets INC.Broker
August 2003 - March 2009 · 5 yrs 7 mos
UBS Financial Services INC.
May 2000 - September 2003 · 3 yrs 4 mos
UBS Financial Services INC.Broker
February 2000 - September 2003 · 3 yrs 7 mos
State Registrations22 states
ARAZCACOCTDEFLGAIDMAMDMEMONCNJNYOHPASCTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.