TrueAdvisor
TrueAdvisor
CC
CC

Cindy Chin

Cooper Mcmanus
24 Years of Experience
Irvine, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Cindy Chin is a registered investment advisor at Cooper Mcmanus, based in Irvine, CA, with 24 years of industry experience. Cindy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 7 more. Their firm serves 3,482 clients with $2.9B in assets under management.

Cooper Mcmanus
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
64 advisors
Number of Clients
3,482 clients
Average Client Portfolio
$819K average
Assets Under Management
$2.9B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee for asset management will not exceed 2.00% (or up to 2.25% for the WealthPort Wrap Program). Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9870 Research Drive, Irvine, CA, 92618

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2011
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Cindy owns Royal Global Asset Management LLC DBA Cindy Chin Realty Intl, a real estate business. She spends about 20-75% of her time on this activity, including trading.

Employment History
Current Registrations
Cooper Mcmanus
January 2024 - Present · 2 yrs 9 mos
Cambridge Investment Research, INC.Broker
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
Crown Capital Securities, L.P.Broker
March 2015 - December 2023 · 8 yrs 9 mos
Crown Capital Securities, L.P.
March 2015 - December 2023 · 8 yrs 9 mos
Fortune Financial Services, INC.Broker
January 2013 - December 2013 · 11 mos
Concert Wealth Management
October 2011 - February 2015 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2008 - September 2011 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2008 - September 2011 · 2 yrs 11 mos
Strategic Advisers, INC.
April 2004 - January 2008 · 3 yrs 9 mos
Fidelity Brokerage Services LLCBroker
April 2004 - January 2008 · 3 yrs 9 mos
Chase Investment Services CORP.
June 2002 - November 2003 · 1 yr 5 mos
Chase Investment Services CORP.Broker
June 2002 - November 2003 · 1 yr 5 mos
American Express Financial Advisors INC.Broker
October 2000 - November 2001 · 1 yr 1 mo
Ids Life Insurance CompanyBroker
October 2000 - November 2001 · 1 yr 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Irvine, CA →All financial advisors in California →