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Kenneth Shannon

Strategic Advisers LLC
26 Years of Experience
Cincinnati, OH
1 DisclosureBroker
View SEC Summary
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Kenneth Shannon is a registered investment advisor at Strategic Advisers LLC, based in Cincinnati, OH, with 26 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 2,401,763 clients with $1400B in assets under management.

Strategic Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16991 advisors
Number of Clients
2,401,763 clients
Average Client Portfolio
$570K average
Assets Under Management
$1370.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.85%
$100K - $250K0.80%
$250K+0.70%

Rates shown are the standard maximum gross advisory fees for plans with less than 20% employee enrollment. For plans with greater than 20% enrollment, the tiers are 0.80% for the first $100K, 0.70% for $100K-$250K, and 0.60% for assets over $250K. Fees are subject to a plan credit amount that reduces the gross fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3805 Edwards Rd, Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH, 45209-1900

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2008
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Strategic Advisers LLC
March 2025 - Present · 1 yr 7 mos
Fidelity Brokerage Services LLC
August 2013 - Present · 13 yrs 2 mos
Fidelity Brokerage Services LLCBroker
August 2013 - Present · 13 yrs 2 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
August 2018 - March 2025 · 6 yrs 7 mos
Fidelity Personal and Workplace Advisors
July 2018 - July 2018 · 0 mos
Strategic Advisers LLC
March 2015 - July 2018 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2009 - July 2013 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2008 - July 2013 · 5 yrs 3 mos
Compass Brokerage, INC.Broker
December 2005 - January 2008 · 2 yrs 1 mo
Amsouth Investment Services, INC.Broker
October 2004 - November 2005 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2000 - August 2004 · 4 yrs 5 mos
State Registrations30 states
ALCACOCTDCDEFLGAILINKYMAMDMEMIMONCNHNJNYOHPARISCTNTXVAVTWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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