James Flanagan
James Flanagan is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Springfield, PA, with 26 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
636 Cheyney Road, Suite 204, Springfield, PA, 19064
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is a registered representative of 1st Global through Flanagan Capital Management, dedicating about 10-20% of his time. He is also president of James Flanagan & Associates, a CPA firm, and a board member for the charity Eagles Fly for Leukemia.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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