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ChFC
DD
ChFC

Daniel Dougherty

Horter Investment Management, LLC
15 Years of Experience
Springfield, PA
Sells Insurance
View SEC Summary
View SEC Summary

Daniel Dougherty is a ChFC-designated registered investment advisor at Horter Investment Management, LLC, based in Springfield, PA, with 15 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,337 clients with $310M in assets under management.

Horter Investment Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28 advisors
Number of Clients
1,337 clients
Average Client Portfolio
$235K average
Assets Under Management
$314.5M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.99%

Maximum annual fee is 1.99% for standard portfolio management programs. Certain strategies like indexed retirement funds (0.50%), alternative investments (1.25%), and non-discretionary accounts (0.10%) have different rates. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1489 Baltimore Pike, Suite 213, Springfield, PA, 19064

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Daniel is a managing partner at Absolute Wealth Management, LLC, dedicating about half of his time to insurance solutions and the other half to investment planning. He also serves as an advisory board member for Fusematic Corporation and a managing partner at Prestige Strategies, LLC, which offers premium financed life insurance.

Employment History
Current Registrations
Horter Investment Management, LLC
February 2014 - Present · 12 yrs 8 mos
Previous Registrations
Cadaret Grant & CO INC
June 2007 - December 2009 · 2 yrs 6 mos
State Registrations1 state
PA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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