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Arthur Salomon

53 Years of Experience
Lexington, KY
1 DisclosureBrokerSells Insurance

Arthur Salomon is a registered investment advisor at LPL Financial LLC, based in Lexington, KY, with 53 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3217 Summit Square Pl Ste 250, Lexington, KY, 40509

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1992
Settled
Other Business ActivitiesSells Insurance

Arthur is involved in several business activities, including a non-variable insurance DBA, acting as a trustee, and real estate rentals. He also uses Salomon & Company for securities business and fixed insurance products, dedicating about half of his time to the latter.

Employment History
Current Registrations
LPL Financial LLC
March 2002 - Present · 24 yrs 2 mos
LPL Financial LLCBroker
March 2002 - Present · 24 yrs 2 mos
Previous Registrations
Cadaret, Grant & CO., INC.Broker
July 1993 - March 2002 · 8 yrs 8 mos
Walnut Street Securities, INC.Broker
July 1991 - December 1997 · 6 yrs 5 mos
General American Life Insurance CompanyBroker
October 1985 - July 1991 · 5 yrs 9 mos
Green Hill Financial Service CorporationBroker
December 1972 - July 1993 · 20 yrs 7 mos
State Registrations26 states
AZCOFLGAILINKSKYMAMDMIMSNCNJNMNVNYOHPASCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Arthur Salomon - Financial Advisor | TrueAdvisor