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Arthur Salomon

LPL Financial LLC
53 Years of Experience
Lexington, KY
1 DisclosureBrokerSells Insurance
View SEC Summary
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Arthur Salomon is a registered investment advisor at LPL Financial LLC, based in Lexington, KY, with 53 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3217 Summit Square Pl Ste 250, Lexington, KY, 40509

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1992
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Arthur is involved in several business activities, including a non-variable insurance DBA, acting as a trustee, and real estate rentals. He also uses Salomon & Company for securities business and fixed insurance products, dedicating about half of his time to the latter.

Employment History
Current Registrations
LPL Financial LLC
March 2002 - Present · 24 yrs 7 mos
LPL Financial LLCBroker
March 2002 - Present · 24 yrs 7 mos
Previous Registrations
Cadaret, Grant & CO., INC.Broker
July 1993 - March 2002 · 8 yrs 8 mos
Walnut Street Securities, INC.Broker
July 1991 - December 1997 · 6 yrs 5 mos
General American Life Insurance CompanyBroker
October 1985 - July 1991 · 5 yrs 9 mos
Green Hill Financial Service CorporationBroker
December 1972 - July 1993 · 20 yrs 7 mos
State Registrations26 states
AZCOFLGAILINKSKYMAMDMIMSNCNJNMNVNYOHPASCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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