Frank Patton is a registered investment advisor, based in Lexington, KY, with 24 years of industry experience.
Location
201 E Main Street Ste 520, Lexington, KY, 40507
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Frank is a 50% owner of Patton Rental Properties LLC, which involves passive rental properties.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
December 2012 - June 2019 · 6 yrs 6 mos
Foresters Financial Services, INC.Broker
July 2001 - June 2019 · 17 yrs 11 mos
State Registrations46 states
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Exams
No exam information available for this advisor.