Nicholas Giambri
Nicholas Giambri is a registered investment advisor at LPL Financial LLC, based in Aventura, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
20801 Biscayne Blvd, Suite 403 #452, Aventura, FL, 33180
Get directionsHistory
Regulatory History (2)
Financial
January 2020Customer Dispute
January 2003Other Business Activities
Nicholas operates under the DBA Guardian Legacy Advisors for his LPL business. This activity is investment-related and takes up a full-time commitment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Morgan Stanley
Morgan StanleyBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Amerivest Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
1st Global Capital CORP.Broker
1st Global Advisors INC
The Huntington Investment CompanyBroker
The Huntington Investment Company
Eltekon Securities, LLCBroker
Eltekon Advisors, LLC.
Compass Brokerage, INC.
Compass Brokerage, INC.Broker
Comerica Securities
Comerica SecuritiesBroker
First Trust Portfolios L.P.Broker
Banc One Securities Corporation
Banc One Securities CorporationBroker
Painewebber IncorporatedBroker
AXA Advisors, LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.