Nick Morgan
Nick Morgan is a registered investment advisor at First Heartland Consultants, INC., based in Jackson, MS, with 25 years of industry experience. Nick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 6,771 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
First Heartland Consultants offers a non-wrap program where your advisor manages your investments for a fee. The maximum fee is 1.75% of the assets managed, but the actual fee is negotiated between you and your advisor. This fee is paid quarterly in advance.
They also offer a 401(k) self-directed brokerage account program (SDBA) through The Pacific Financial Group (TPFG). In this program, First Heartland receives 0.75% of your assets annually, paid monthly, which is split between First Heartland and your advisor.
Location
1904 Lakeland Drive, Suite C, Jackson, MS, 39216
Get directionsHistory
Regulatory History (6)
Customer Dispute
March 2017Regulatory
December 2016Employment Separation After Allegations
June 2015Regulatory
March 2015Employment Separation After Allegations
January 2015Customer Dispute
October 2009Other Business ActivitiesSells Insurance
Nick is an officer/director of Legacy Wealth Group, LLC and Legacy Wealth Strategies, LLC, both marketing entities for financial services and insurance products. He also owns Buzzard Bayou Duck Club, LLC and Pin Oak Plantation LLC, both related to duck hunting, and provides investment advisory services through First Heartland Consultants.
Employment History
Current Registrations
First Heartland Consultants, INC.
First Heartland Capital, INC.Broker
Previous Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.