Barry Barbernell
Barry Barbernell is a registered investment advisor at Integrity Alliance, LLC, based in San Clemente, CA, with 26 years of industry experience. Barry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
3005 S El Camino Real, San Clemente, CA, 92672
Get directionsHistory
Regulatory History (3)
Regulatory
January 2016Customer Dispute
October 2009Criminal
October 1990Other Business ActivitiesSells Insurance
Barry is an agent for Triton Wealth Strategies/Kingsley Financial Services, selling and servicing individual and small group health insurance and Medicare supplements, dedicating about 10-20% of his time. He is also an owner of Lion Street Inc., an insurance producer group, and a board member and treasurer for Christian Business Partners.
Employment History
Current Registrations
Integrity Alliance, LLC
Integrity Alliance, LLC.Broker
Previous Registrations
Lion Street Financial, LLCBroker
Lion Street Advisors, LLC
Summit Brokerage Services, INC.Broker
Summit Financial Group INC
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
Woodbury Financial Services, INC.Broker
New England SecuritiesBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.