Neil Ferguson
Neil Ferguson is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Searcy, AR, with 26 years of industry experience. Neil is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
Location
Searcy, AR
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2014Other Business Activities
Neil is the president of Ferguson Cattle Farms, owner of NLM Elite Strategies LLC (real estate development), Genesis 5 N Properties (self storage), Genesis III LN Properties (land ownership), and Genesis 7 JNL Properties LLC (self storage and real estate). These activities take a few hours per week.
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
U.S. Bancorp Advisors, LLCBroker
U.S. Bancorp Advisors, LLC
Previous Registrations
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
Investment Professionals, INC.
Investment Professionals, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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