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Neil Ferguson

26 Years of Experience
Little Rock, AR
1 DisclosureBroker

Neil Ferguson is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Little Rock, AR, with 26 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

10720 Rodney Parham Rd, Little Rock, AR, 72212

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History

Regulatory History (1)
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Customer Dispute
October 2014
Denied
Other Business Activities

Neil is the president of Ferguson Cattle Farms, owner of NLM Elite Strategies LLC (real estate development), Genesis 5 N Properties (self storage), Genesis III LN Properties (land ownership), and Genesis 7 JNL Properties LLC (self storage and real estate). These activities take a few hours per week.

Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
June 2011 - February 2026 · 14 yrs 8 mos
U.S. Bancorp Investments, INC.
June 2011 - February 2026 · 14 yrs 8 mos
Investment Professionals, INC.
August 2005 - July 2011 · 5 yrs 11 mos
Investment Professionals, INC.Broker
January 2001 - July 2011 · 10 yrs 6 mos
American Express Financial Advisors INC.Broker
February 2000 - December 2000 · 10 mos
Ids Life Insurance CompanyBroker
February 2000 - December 2000 · 10 mos
State Registrations17 states
ARCACOFLILINLAMNMONCNJNVOKPATNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.