Richard Sampley
Richard Sampley is a CFP-designated registered investment advisor at The Fiduciary Alliance, based in Atlanta, GA, with 52 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 8,964 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fiduciary Alliance charges a percentage of the value of your portfolio, up to 2.00% per year. This fee is negotiable. The fee is calculated and paid quarterly, in advance. In addition, for certain alternative investments, Fiduciary Alliance may receive up to 25% of the profits above a certain return threshold. All clients engaging in Investment Management Services must either engage in Comprehensive Financial Planning or meet a $150,000 minimum of assets under management.
Location
300 Perimeter Center North, Suite 300, Atlanta, GA, 30346
Get directionsHistory
Regulatory History (3)
Regulatory
October 2016Employment Separation After Allegations
October 2014Customer Dispute
June 2000Employment History
Current Registrations
The Fiduciary Alliance
Previous Registrations
Bison Wealth, LLC
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Dean Witter Reynolds INC.Broker
E. F. Hutton & Company INCBroker
Dupont Walston, IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.