Richard Sampley
Richard Sampley is a CFP-designated registered investment advisor at The Fiduciary Alliance, based in Atlanta, GA, with 52 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 6 more. Their firm serves 8,964 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is up to 2.00%, and fees are negotiable. Certain alternative investments may also involve a performance-based fee or carried interest of up to 25% of profits above a threshold.
Fee Estimator
Location
300 Perimeter Center North, Suite 300, Atlanta, GA, 30346
Get directionsHistory
Regulatory History (3)
Regulatory
October 2016Employment Separation After Allegations
October 2014Customer Dispute
June 2000Employment History
Current Registrations
The Fiduciary Alliance
Previous Registrations
Bison Wealth, LLC
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Dean Witter Reynolds INC.Broker
E. F. Hutton & Company INCBroker
Dupont Walston, IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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