James Ernst
James Ernst is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Palm Beach Gardens, FL, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3601 Pga Blvd, Suite 301, Palm Beach Gardens, FL, 33410
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2013Customer Dispute
June 2009Other Business ActivitiesSells Insurance
James is an independent contractor providing investment advice for Ernst Capital LLC and financial advice for Houchin Ernst Wealth Advisors, dedicating about 10-20% of his time to each. He also works as an agent for life insurance policies through Financial Strategies Group, LLP, spending a few hours per week.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Fsc Securities CorporationBroker
Auerbach, Pollak & Richardson INC.Broker
American Fronteer Financial CorporationBroker
First Investors CorporationBroker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.