Joseph Rice
Joseph Rice is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Palm Beach Gardens, FL, with 9 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3300 PGA Blvd, Suite 970, Palm Beach Gardens, FL, 33410
Get directionsHistory
Regulatory History (1)
Regulatory
July 2023Other Business Activities
Joseph established Cogan Financial as an LLC for tax purposes, where his Raymond James advisor duties remain the same. He is also an independent contractor for Helius Wealth Management, providing financial advice, preparing financial plans, and managing assets, similar to his role at Raymond James; both activities take about half of Joseph's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.