John Simon is a CFP-designated registered investment advisor, based in San Diego, CA, with 26 years of industry experience.
Location
4747 Viewridge Ave Ste 107, San Diego, CA, 92123-1688
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is a registered representative with Mutual Securities, Inc. since 2019, working with various investment accounts and annuities, dedicating a few hours per week. He is also an independent insurance agent since 2000, selling term life insurance, spending minimal time on this activity. Additionally, John works as a Recreation Specialist (Referee) for the City of Escondido, spending about 10-20% of his time.
Employment History
Current Registrations
Mutual Securities, INC.
Mutual Securities, INC.Broker
Pacific Capital Associates
Previous Registrations
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
American Money Management, LLC
Girard Securities, INC.
Girard Securities, INC.Broker
MML Investors Services, INC.
MML Investors Services, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.