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Donald Sanders

Sanders Morris LLC
56 Years of Experience
Houston, TX
6 DisclosuresBroker
View SEC Summary
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Donald Sanders is a registered investment advisor at Sanders Morris LLC, based in Houston, TX, with 56 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 127 clients with $580M in assets under management.

Sanders Morris LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
127 clients
Average Client Portfolio
$4.5M average
Assets Under Management
$576.1M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K3.00%
$500K - $1.0M2.25%
$1.0M - $2.0M1.90%
$2.0M - $5.0M1.70%
$5M+1.50%

Schedules reflect maximum total program fees for wrap fee programs. Fees are negotiable for higher asset levels. Specific platforms have varying tier structures and third-party manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

600 Travis, Suite 5900, Houston, TX, 77002

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2017
Settled
Customer Dispute
April 2015
Settled
Customer Dispute
February 2010
Settled
Customer Dispute
March 1991
Settled
Customer Dispute
September 1989
Settled
Customer Dispute
April 1989
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Donald is involved in several outside business activities, including being a general partner of Ryan Sanders Baseball LP, a board member for Houston Texans Bowl Backers and Houston Police Officers Pension System, owner of an art collection, managing member of SMH Investments I, LLC and SMW Investments LLC, and owner of Don Sanders Chocolates. These activities take up a varying amount of Donald's time, from minimal to about 10-20% of his time.

Employment History
Current Registrations
Sanders Morris LLC
July 2006 - Present · 20 yrs 3 mos
Sanders Morris LLCBroker
November 1987 - Present · 38 yrs 11 mos
Previous Registrations
Sof Management, LLC
February 2006 - December 2012 · 6 yrs 10 mos
E. F. Hutton & Company INCBroker
September 1970 - May 1988 · 17 yrs 8 mos
State Registrations48 states
AKALARAZCACOCTDCDEFLGAIAIDILINKYLAMAMDMIMNMOMSMTNCNDNENJNMNVNYOHOKORPAPRRISDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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