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Erik Klefos

Sanders Morris LLC
42 Years of Experience
Houston, TX
1 DisclosureBroker
View SEC Summary
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Erik Klefos is a registered investment advisor at Sanders Morris LLC, based in Houston, TX, with 42 years of industry experience. Erik is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 127 clients with $580M in assets under management.

Sanders Morris LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
127 clients
Average Client Portfolio
$4.5M average
Assets Under Management
$576.1M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K3.00%
$500K - $1.0M2.25%
$1.0M - $2.0M1.90%
$2.0M - $5.0M1.70%
$5M+1.50%

Schedules reflect maximum total program fees for wrap fee programs. Fees are negotiable for higher asset levels. Specific platforms have varying tier structures and third-party manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

600 Travis, Suite 5900, Houston, TX, 77002-3003

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History

Regulatory History (1)
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Regulatory
August 1994
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Sanders Morris LLC
May 2017 - Present · 9 yrs 5 mos
Sanders Morris LLCBroker
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
Wunderlich Securities, INC.
December 2012 - May 2017 · 4 yrs 5 mos
Wunderlich Securities, INC.Broker
December 2012 - May 2017 · 4 yrs 5 mos
Sanders Morris Harris INC.
February 2007 - December 2012 · 5 yrs 10 mos
Sanders Morris Harris INC.Broker
March 1995 - December 2012 · 17 yrs 9 mos
Painewebber IncorporatedBroker
January 1991 - April 1995 · 4 yrs 3 mos
Rotan Mosle INC.Broker
November 1989 - January 1991 · 1 yr 2 mos
Shearson Lehman Hutton INC.Broker
May 1988 - November 1989 · 1 yr 6 mos
E. F. Hutton & Company INCBroker
July 1984 - May 1988 · 3 yrs 10 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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