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Kalle Ruga

Ameriprise Financial Services, LLC
26 Years of Experience
Hauppauge, NY
2 DisclosuresBroker
View SEC Summary
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Kalle Ruga is a registered investment advisor at Ameriprise Financial Services, LLC, based in Hauppauge, NY, with 26 years of industry experience. Kalle is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1174 Veterans Memorial Hwy, Hauppauge, NY, 11788

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2021
Award / Judgment
Customer Dispute
April 2021
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kalle is involved with Certainty of Uncertainty, LLC, starting in 2022. This outside employment takes about a third of his time, both during and outside trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 2015 - Present · 11 yrs 6 mos
Ameriprise Financial Services, LLC
April 2015 - Present · 11 yrs 6 mos
Previous Registrations
Investacorp, INC.Broker
January 2004 - April 2015 · 11 yrs 3 mos
Pgp Financial, INC.Broker
September 2003 - November 2003 · 2 mos
Linsco/private Ledger CORP.Broker
February 2001 - September 2003 · 2 yrs 7 mos
American Express Financial Advisors INC.Broker
March 2000 - February 2001 · 11 mos
Ids Life Insurance CompanyBroker
March 2000 - February 2001 · 11 mos
State Registrations24 states
AZCACOCTDCFLGAILLAMAMTNCNENHNJNYOHORPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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