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Alberto Esparza

25 Years of Experience
BrokerSells Insurance
Areas of Practice
Insurance PlanningEstate PlanningTax PlanningRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
118 advisors
Number of Clients
2,041 clients
Average Client Portfolio
$223K average
Assets Under Management
$456.1M
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Location

3051 Oak Grove Road, Suite 105, Downers Grove, IL, 60515

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alberto sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors, Inc. He is also an independent sales agent for Blue Cross Blue Shield of Illinois, selling health insurance, and spends minimal time on this activity. Alberto also uses Dream Builders Inc. as a pass-through account for office fees and rent, spending minimal time on this.

Employment History
Current Registrations
Ip Financial Advisory Services LLC
September 2025 - Present · 5 mos
Innovation Partners LLCBroker
September 2025 - Present · 5 mos
Previous Registrations
Transamerica Financial Advisors, LLCBroker
January 2012 - September 2025 · 13 yrs 8 mos
Transamerica Financial Advisors, LLC
January 2012 - September 2025 · 13 yrs 8 mos
Investment Advisors International, INC.
November 2010 - January 2012 · 1 yr 2 mos
World Group Securities, INC.Broker
April 2002 - January 2012 · 9 yrs 9 mos
Wma Securities, INC.Broker
March 2000 - April 2002 · 2 yrs 1 mo
State Registrations7 states
AZCAGAILINTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alberto Esparza - Financial Advisor | TrueAdvisor