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George Lorenz

LPL Financial LLC
26 Years of Experience
Melville, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
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George Lorenz is a registered investment advisor at LPL Financial LLC, based in Melville, NY, with 26 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

105 Maxess Rd Ste S124, Melville, NY, 11747

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

George sells life, disability, and fixed insurance, dedicating minimal time to these activities. He is also an agent for Life Policy Pros, an insurance agency, and spends a few hours per week on this.

Employment History
Current Registrations
LPL Financial LLC
August 2021 - Present · 5 yrs 2 mos
LPL Financial LLCBroker
May 2014 - Present · 12 yrs 5 mos
Previous Registrations
LPL Financial LLC
May 2014 - December 2014 · 7 mos
Ameriprise Financial Services, INC.Broker
April 2013 - June 2014 · 1 yr 2 mos
Ameriprise Financial Services, INC.
April 2013 - June 2014 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2007 - April 2013 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2007 - April 2013 · 5 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
August 2000 - October 2007 · 7 yrs 2 mos
W. S. Griffith & CO., INC.Broker
March 2000 - July 2000 · 4 mos
State Registrations15 states
ALAZDEFLGAMONCNJNVNYOHORPASCVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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